ONGOING MONITORING
Operational risk does not
stand still.
Dynamic, technology-enabled monitoring that helps asset owners maintain a current view of risk, track remediation and identify emerging issues across their
Why Monitor?
From a point-in-time view to continuous oversight.
Initial due diligence provides an essential risk baseline, but managers, investments and operating environments continue to evolve after capital is committed.
ORC's Ongoing Monitoring solution helps clients track previously identified risks, assess remediation and identify new or emerging issues through a structured combination of automation, data analysis and experienced practitioner review.
Our Approach
Automation supported by practitioner judgment.
Technology
Systematic Monitoring
Automated data collection, configurable questionnaires and structured scoring provide scalable and consistent monitoring across large portfolios.
Practitioner Overlay
Experienced Judgment
ORC's ODD specialists review responses, supporting documentation and risk developments, challenging automated outcomes where qualitative factors materially affect the assessment.
How It Works
Structured monitoring without unnecessary complexity.
01
Tailored Monitoring Framework
ORC aligns the questionnaire, scope, risk themes and frequency with the client's portfolio and monitoring requirements.
02
Automated Data Collection
Managers or portfolio companies provide updated information through a structured digital process, reducing manual administration.
03
Risk Analysis & Validation
Responses are scored and analyzed, with ORC's practitioners reviewing supporting evidence and validating the resulting risk assessment.
04
Portfolio Level Insights
Clients receive dashboard views of individual investments and broader portfolio risk, helping identify where attention or escalation is required.
What We Monitor
Focused on risks that
change, or emerge.
Monitoring can be configured around the client's priorities, with frequency and scope adapted to the risk profile of the portfolio.
02
Risk
Developments
Changes to governance, ownership, people, systems, controls, service providers and other operational factors.
Remediation Milestones &
Recommendations
Track progress against agreed recommendations and assess whether remediation has been implemented effectively.
01
03
External
Events
Regulatory developments, background screening, negative news and other events that may affect the investment's risk profile.
04
Financial & Reporting
Information
Review relevant financial statements, regulatory filings and other periodic information to identify material changes or emerging concerns.
Flexible Delivery
A solution built around
your oversight model.
The solution can operate as a fully managed monitoring service or complement an existing internal oversight function.
01
FULLY
MANAGED
ORC manages the monitoring cycle end-to-end, including data collection, analysis, validation, reporting and remediation tracking.
02
INTEGRATED WITH YOUR TEAM
ORC provides technology, specialist analysis and practitioner support alongside an existing internal monitoring or ODD function.
03
TARGETED MONITORING
Specific modules can be used independently, including remediation monitoring, financial statement review or targeted flash questionnaires.
Read More
Explore our monitoring approach in more detail.
Download our Ongoing Monitoring brochure for further information on the framework, technology-enabled process and range of monitoring options available.
ORC is a specialist consultancy supporting institutional asset owners, asset managers and asset servicers across due diligence, investment operations, and governance.
We help clients identify material risks, strengthen operating models and make better-informed decisions across the investment lifecycle.
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